Torrance, Calif.-based EP Wealth Advisors has added a $660 million registered investment advisor in its home state with the acquisition of Peninsula Wealth. Peninsula Wealth has been in the Bay ...

Wealth Enhancement, an acquisitive Minneapolis-based RIA with $107 billion in client assets, has acquired XO Wealth Management, a Dallas-based independent RIA. XO Wealth was founded in 2016 and ...

Registered investment advisors announced more than $18.8 billion in transacted assets this week, an indication that M&A in the space has not slowed as much as some predicted. Lazard Asset ...

A fugitive financial advisor is facing new charges from the Justice Department, more than 2 1/2 years after he originally disappeared. This week, a federal grand jury in Georgia charged ...

A Washington-based RIA with $3.7 billion in managed assets will pay $430,000 to settle SEC charges it violated the regulator's marketing rule with its use of hypothetical performance in ads.

Hiring Arun Anur is another clear move for Orion to become far more than a technology platform, moving toward an investment platform that is more competitive with Envestnet. We expect this to be a ...

Sequoia Financial Group, an Akron, Ohio-headquartered registered investment advisor with more than $15 billion in assets under management, has launched a family office division, Sequoia Sentinel ...

Concurrent Investment Advisors hit growth goals in its first year as a newly structured hybrid RIA and started 2024 with a couple of new additions, the firm reported this week, while Carson Group ...

RIAs announced seven deals this week and Private Advisor Group added a new role. EP Wealth acquired $1 billion Lehman & DeRafelo, Moneta added a team from IWP Family Office, Mercer Global ...

A Connecticut-based RIA with about $412 in assets under advisement is joining Mercer Advisors, expanding Mercer’s presence in the Northeast. Benchmark Wealth Management is based in Old Lyme, Conn.

Savant Wealth Management, a rapidly growing, employee-owned registered investment advisor based in Rockford, Ill., announced this week that it had acquired Capital Directions, an Atlanta-based ...

Beacon Pointe Advisors, a registered investment advisory firm based in Southern California and overseeing around $36 billion in assets, has acquired Joslin Capital Advisors, an RIA with $775 ...