Chairman Caroline Pham has issued a statement defending herself against claims made in a Bloomberg article. Pham was ...

WMBC was co-founded 22 years ago by wealth advisor Scott Coles, ChFC, CLU, who has more than 40 years in the wealth ...

The Commodity Futures Trading Commission’s acting chair, Caroline Pham, removed the agency’s head of human resources, who was ...

So if better is possible, what does that look like? We at Covers have a few suggestions, and we thought a “Wish List” would ...

US - CFTC To Reorganize Task Forces And End ‘Regulation By Enforcement’. Legal News and Analysis - USA - Regulatory & ...

The Commodity Futures Trading Commission’s acting chair, Caroline Pham, removed the agency’s head of human resources, who was ...

In February 2024, those amendments were passed and Pham again dissented noting the joint rule continues to “double, and sometimes, triple, reporting, without being based on any demonstrated data or ...

Acting CFTC Chairman Caroline D. Pham says there will be no more "regulation by enforcement." This term has been widely ...

US federal court orders $130M in penalties against EmpiresX founders for crypto fraud. CFTC secures hefty fines and a ...

On January 20, 2025, the Commodity Futures Trading Commission ("CFTC") unanimously elected Commissioner Caroline D. Pham as acting chairman.

A U.S. federal court has ruled that the founders of EmpiresX must pay over $130 million in fines for operating a fraudulent scheme.