On February 25, 2025, the U.S. Commodity Futures Trading Commission (CFTC) released an enforcement advisory regarding the impact of ...

The Securities and Exchange Commission and the Commodity Futures Trading Commission are expecting new leadership put in place ...

Acting Commodity Futures Trading Commission Chair Caroline Pham is inviting companies with open compliance investigations to ...

Acting CFTC Chairman Caroline Pham created a two-week window to bring “reasonable settlement offers” to the commission. Based on ...

On March 11, acting Commodity Futures Trading Commission (CFTC) Chairman Caroline D. Pham offered insight into the regulator’s February 25, 2025 advisory in a keynote addressed delivered at Boca, the ...

On March 11, 2025 at the 50th Annual International Futures Industry (“FIA”) Conference, Commodity Futures Trading Commission (“CFTC”) Acting ...

The US derivatives regulator is giving firms in its crosshairs two weeks to submit “reasonable” offers to settle certain ...

The new advisory intends to create “meaningful incentives for firms to come forward and get cases resolved faster with reasonable penalties,” CFTC Acting Chairman Caroline Pham said in a ...

Coming off a busy 2024, we expect that 2025 will be a landmark year for the Commodity Futures Trading Commission (CFTC or Commission). Rostin ...

The CFTC has seen a significant amount of activity since the inauguration of President Donald Trump on January 20. Chairman Rostin Behnam resigned as Chairman and as a Commissioner. Caroline Pham ...

Acting CFTC Chairman Caroline Pham said the new guidelines are “creating meaningful incentives for firms to come forward and get cases resolved faster with reasonable penalties.” The ...