On February 25, 2025, the CFTC released an Enforcement Advisory on Self-Reporting, Cooperation, and Remediation, introducing metrics the Division ...

On February 25, 2025, the U.S. Commodity Futures Trading Commission (CFTC) released an enforcement advisory regarding the impact of ...

The series comes as the SEC slows enforcement actions against the industry following Gary Gensler’s departure.

On March 11, acting Commodity Futures Trading Commission (CFTC) Chairman Caroline D. Pham offered insight into the regulator’s February 25, 2025 advisory in a keynote addressed delivered at Boca, the ...

The U.S. Securities and Exchange Commission is making a fresh attempt to clarify cryptocurrency regulations with a new public ...

In what is being widely viewed as a welcome breath of fresh air, the Commodity Futures Trading Commission (the Commission or CFTC) Division ...

Uncertainty was a prominent theme at last week’s ABA White Collar Crime Institute. The Trump administration has issued a ...

Acting Commodity Futures Trading Commission Chair Caroline Pham is inviting companies with open compliance investigations to ...

"The technology is also increasingly being used in relationship investment frauds, the FBI recently reported.1 The technology ...

Acting CFTC Chairman Caroline Pham created a two-week window to bring “reasonable settlement offers” to the commission. Based on ...

Coming off a busy 2024, we expect that 2025 will be a landmark year for the Commodity Futures Trading Commission (CFTC or Commission). Rostin ...