LPL plans to acquire Commonwealth Financial Network, a wealth management company with $285 billion in assets that relies on ...
The six-year long legal battle between Commonwealth Financial Network and the Securities and Exchange Commission over the ...
The deal will provide a significant boost to LPL, giving it Commonwealth’s approximately 2,900 financial advisors and $285 ...
The LPL CEO says Commonwealth advisors have almost nothing to lose and much to gain by joining a firm whose headcount is fast ...
A court of appeals agreed with Commonwealth's contention that a jury should decide if investors were harmed by investment ...
The two former competitors for decades have fought over teams of financial advisors looking for a new place to work.
Commonwealth Financial Network, one of the country's largest broker-dealers, has won the reversal of $93 million enforcement action brought against it by the Securities and Exchange Commission over ...
Commonwealth Financial Network doesn’t have to pay the SEC over $93 million for purportedly paltry disclosures of its revenue ...
A federal appeals court has struck down a $93.3 million judgment against Commonwealth Financial Network over alleged revenue-sharing disclosure breaches and remanded the case to federal district court ...
It is expected that Commonwealth’s approximately 2,900 advisers and their $285 billion in assets will migrate to the LPL ...
LPL Financial held talks with rival Commonwealth Financial Network about a potential acquisition, according to two news ...
Commonwealth supports ~2,900 independent advisors managing ~$285 billion in assetsCommonwealth ranked #1 in Independent Advisor Satisfaction 11 ...